I agree to: (a) provide true, accurate, current and complete information about myself in the required fields and (b) maintain and promptly update the account information to keep it true, accurate, current and complete. If I provide any information that is untrue, inaccurate, not current or incomplete, or RCA has reasonable grounds to suspect that such information is untrue, inaccurate, not current or incomplete, RCA may refuse any and all access to its services.
I hereby certify under penalties of perjury that my Social Security number that I provide in the application is correct. I also certify that I am of legal age to enter into this agreement.
By clicking 'I Agree' below and submitting this request for application(s), I consent to RCA taking reasonable steps to verify my identity so as to comply with legal and industry requirements, and if RCA is unable to successfully verify my identity within its normal time frame to refuse access to any and all to its services.
I acknowledge that I am able to access documents in hypertext markup language (HTML) and PDF format without additional hardware and software and I consent to receive all of the documents and disclosures associated with the new account application process in HTML or PDF format, including, but not limited to the Account Application, Retirement Account Customer Agreement, IRA or Roth IRA Custodial Agreement and Disclosure Statement and the prospectus for the funds that interest me. I understand that I can print these documents, using the print button on my browser. I further understand that electronic delivery is provided free of charge from RCA, and I may request a paper copy of these documents at a reasonable charge by calling RCA.
I agree to receive electronically and read the terms of the Application and Prospectus for the funds that I select to invest in. I understand that information on this website does not alter, add, or supercedes any information contained in the prospectus of the mutual fund or investment management company.
Information in this site:
The information provided in this site is provided only as general information and not intended to provide legal or tax advice, and not to be considered as an offer to sell or a solicitation of an offer to buy a particular investment. The information is in summary form and is subject to change. Thus, this information is not intended to replace the advice of a qualified attorney, tax advisor, or accountant. Before making any financial commitment regarding the issues discussed here, consult with your appropriate professional adviser. This information is obtained from sources believed to be reliable, but we do not guarantee the accuracy or completeness of the information or make any warranties with regard to the results to be obtained from its use. Mutual Funds are available only in jurisdictions where they may be lawfully offered for sale. Mutual Fund investments are not insured by the FDIC. Share value and investment returns will fluctuate and shares redeemed may be more or less than the original cost. Information about fees and other costs associated with the funds can be found in the prospectus. We urge you to read the prospectus, which contains important information about the funds, carefully before investing.
Breakpoints and Sales Load Discounts:
The prospectus of each mutual fund identifies ways in which an investor may qualify for reduced sales charges. Breakpoints or discounts on front-end sales loads for larger investments are usually offered directly and automatically by the mutual fund company when your investments are made.
Please tell us prior to investing about your holdings, and those of your family, at other brokerage firms. Tell us also about your plans to make any additional purchases by sending us a "Letter of Intent" form that you can find in the Our Fees section of this website. You agree to notify us in writing of your eligibility for sales loads discounts and to provide us with the necessary documentation for us to make sure that you receive the appropriate discounts from the mutual fund company.
THE INFORMATION CONTAINED IN THIS WEB SITE IS NOT AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO BUY ANY SECURITY OR ANY INSURANCE PRODUCT. NO SECURITY OR OTHER PRODUCT OFFERED BY ROYAL CAPITAL ADVISORS, INC. AND ITS AFFILIATES IS OFFERED OR WILL BE SOLD IN ANY JURISDICTION IN WHICH SUCH OFFER OR SOLICITATION, PURCHASE OR SALE WOULD BE UNLAWFUL UNDER THE SECURITIES LAWS OR OTHER LAWS OF SUCH JURISDICTION. NO SUCH SECURITY OR PRODUCT IS OFFERED OR WILL BE SOLD IN ANY JURISDICTION BY AN ENTITY THAT IS NOT PROPERLY LICENSED TO DO SO IN SUCH JURISDICTION. SOME PRODUCTS MAY NOT BE AVAILABLE IN ALL STATES. IN ADDITION, THE PROSPECTUS INFORMATION AVAILABLE THROUGH OUR WEB SITE IS POSTED FOR INFORMATIONAL PURPOSES ONLY.
Royal Capital Advisors, Inc. (RCA) is an independent firm offering securities through Liberty Partners Financial Services, LLC, a member of the FINRA and a member of the Securities Investors Protector Corporation (SIPC). Royal Capital Advisors, Inc. is not licensed in all states and will not answer solicit or process applications for persons living in the STATES that it is not licensed or that do not allow a de-minimis exemption. Royal Capital Advisors, Inc. is licensed only in the states indicated in the pulled down menu in the address line shown above in the Application Form where the user's address is requested. IA, KY, MS, NE, and OK allow a limited number of transactions under their de-minimis policies.
The information contained in this site is copyrighted. You are not permitted to use or reproduce or allow anyone to use or reproduce this information without prior approval.
By completing the registration process and clicking on the "Accept" button on the bottom of this screen, you agree to be legally bound by all the terms and conditions of this Agreement. If you do not agree with the terms and conditions as set forth in this Agreement, do not click on the "Accept" button. You will not be allowed to go forward with the Application.